东盟人工智能治理与伦理指南-东南亚国家联盟（英）.docx

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1、ASEANGuideonAlGovernanceandEthicsContentsExecutiveSummary03A. Introduction061. Objectives082. Assumptions083. TargetAudience094. Definitions09B. GuidingPrinciplesfortheFramework101. TransparencyandExplainability-112. FairnessandEquity123. SecurityandSafety134. Human-centricity145. PrivacyandDataGove

2、rnance-146. AccountabilityandIntegrity157. RobustnessandReliability16C. AlGovernanceFramework171. Internalgovernancestructuresandmeasures182. DeterminingthelevelofhumaninvolvementinAl-augmenteddecision-making-233. Operationsmanagement274. Stakeholderinteractionandcommunication41D. National-levelReco

3、mmendations46E. Regional-levelRecommendations53F. Conclusion58Annex A: AlRiskImpactAssessmentTemplate_60Annex B: UseCases731. AboitizGroup-742. EY763. Gojek784. CARE.AI805. SmartNationGroup(SNG)1Singapore836. MinistryofEducation,Singapore85ExecutiveSummaryWhattheGuideisaboutThisdocumentservesasaprac

4、ticalguidefororganisationsintheregionthatwishtodesign,develop,anddeploytraditionalAltechnologiesincommercialandnon-militaryordual-useapplications.ThisGuidefocusesonencouragingalignmentwithinASEANandfosteringtheinteroperabilityofAlframeworksacrossjurisdictions.Italsoincludesrecommendationsonnational-

5、levelandregional-levelinitiativesthatgovernmentsintheregioncanconsiderimplementingtodesign,develop,anddeployAlsystemsresponsibly.GuidingPrinciplesfortheFrameworkx/-/4KeyComponentsInternalgovernancestructuresandmeasures Multi-disciplinary,centralgoverningbody,suchasanAlEthicsAdvisoryBoard,tooverseeAl

6、governanceefforts Developstandards,guidelines,tools,andtemplatestohelporganisationsdesign,develop,anddeployAlresponsibly Clearlylayouttherolesandresponsibilitiesofpersonnelinvolvedintheresponsibledesign,developmentand/ordeploymentofAlDeterminingthelevelofhumaninvolvementinAl-augmenteddecision-making

7、/Conductrelevantriskimpactassessmentstodeterminelevelofrisk Threebroadcategoriesofhumaninvolvementbasedonlevelofrisk一human-in-the-loop,human-over-the-loop,human-out-of-the-loopMitigatingriskshelpsbuildtrusttowardstheacceptanceandgreateruseofAltechnologiesintheregionOperationsmanagement TheAlSystem1.

8、ifecycleconsistsofvariousstagesandisoftenaniterativeprocess Conductrisk-basedassessmentsbeforestartinganydatacollectionandprocessingormodelling Mitigaterisksofunjustbiasduetoinsufficientlyrepresentativetraining,testingandvalidationdatasetsStakeholderinteractionandcommunicationDeveloptrustwithstakeho

9、ldersthroughoutthedesign,development,anddeploymentofAl ProvidegeneraldisclosureofwhenAlisusedinproductsand/orserviceofferings PutinplacemeasurestohelpemployeesadapttoanAl-augmentedworkenvironmentNational-levelRecommendations.NurturingAltalentandupskillingworkforceWorkcloselywithpublicandprivatesecto

10、rstoensurethatacountrysworkforcecanadapttothenewwaysofworkingandpossessesenoughdigitalskillstointeracteffectivelywithAlsystems.SupportingAlinnovationecosystemandpromotinginvestmentinAlstart-upsWorkcloselywithpublicandprivatesectorstocreateasupportiveenvironmentforAldevelopment,wherecompaniesareablet

11、oaccessandleveragedata,digitaltechnologies,andinfrastructure.InvestinginAlresearchanddevelopmentKeepabreastofthelatestdevelopmentsinAlandencourageresearchrelatedtothecybersecurityofAl,Algovernance,andAlethicstoensurethatthesafetyandresiliencyofAlsystemsandtoolsalsoadvanceinparallelwithnewusecases.Pr

12、omotingadoptionofusefultoolsbybusinessestoimplementtheASEANGuideonAlGovernanceandEthicsDeploytoolstoenabletheimplementationofAlgovernanceinoperationsandensurethatdocumentationandvalidationprocessesaremoreefficient.RaisingawarenessamongcitizensontheeffectsofAlinsocietyRaiseawarenessofthepotentialrisk

13、sandbenefitsofAlsocitizenscanmakeinformeddecisionsabouttheappropriateuseofAlandtakeappropriateactionstoprotectthemselvesfromharmfulusesofAlsystems.Regional-levelrecommendations.SettingupanASEANWorkingGrouponAlGovernancetodriveandoverseeAlgovernanceinitiativesintheregionTheWorkingGroupcanconsistofrep

14、resentativesfromeachoftheASEANmemberstateswhocanworktogethertorollouttherecommendationslaidoutinthisGuide,aswellasprovideguidanceforASEANcountrieswhowishtoadoptcomponentsofthisGuide,andwhereappropriate,includeconsultationwithotherindustrypartnersfortheirviewsandinput.AdaptationofthisGuidetoaddressgo

15、vernanceofgenerativeAlRisksinclude: Mistakesandanthropomorphism Factuallyinaccurateresponsesanddisinformation Deepfakes,impersonation,fraudulentandmaliciousactivities Infringementofintellectualpropertyrights Privacyandconfidentiality PropagationofembeddedbiasesGovernanceshouldinclude: Adaptationofexistingframeworksandtools Guidanceondevelopingasharedresponsibilityframework GuidanceonincreasingthecapacitytomanagerisksofgenerativeAl GuidanceonhowtodistinguishAl-generatedcontentversusauthenticallygeneratedonesCompilingacompendiumofusecasesdemonst